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Dodd-Frank Developments and Compliance Challenges

Tuesday, February 10, 2015 Alliance Networking Series

Dodd FrankThe Financial Institutions Committee of the California State Bar Business Law Section, Mike F. Zandpour, City National Bank, Chair, and The San Francisco Bank Attorneys Association Daniel A. Shama, Bank of America, President, and Financial Women of San Francisco Tracy Teale, RINA, Chair, invite you to attend a special presentation on Dodd-Frank Developments and Compliance Challenges.

A panel of distinguished financial services experts will discuss recent regulatory developments under the Dodd-Frank Act and related compliance and implementation challenges facing financial institutions and what lies ahead for additional rulemaking. Who should attend? Financial services attorneys, bankers and compliance officers, and interested members of the legal and business community.

Introductions:

Mike F. Zandpour, Senior Vice President and Senior Counsel, City National Bank

Moderator:

Maureen A. Young, Managing Director, Associate General Counsel, MUFG Union Bank

Speakers:

John E. Bowman, Partner, Venable LLP

William L. Harvey, Managing Director, Head of Global Capital Markets and Corporate Banking Compliance, MUFG Union Bank

William F. Kroener III, Counsel, Sullivan & Cromwell LLP

Walter J. Mix III, Managing Director, Financial Services Practice Group Leader, Berkeley Research Group, LLC

Gerald Tsai, Associate General Counsel and Secretary of the Board, Federal Reserve Bank of San Francisco

John D. Wright, Chief Regulatory Counsel, Wells Fargo Law Department

No admission fee. This program has been approved for MCLE credit by the State Bar of California in the amount of 2.25 hours and certified by City National Bank Legal Services Division, a State Bar of California approved MCLE provider.

RSVP by February 5 th to Avani Patel, avani.patel@cnb.com, (213) 673-9542.

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