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SOLD OUT - A Roundtable Discussion With SEC Commissioner Kara Stein

Tuesday, March 3, 2015 Industry Leadership Series

SEC Commissioner Kara Stein wants to know what you think about the myriad issues facing the securities and financial services industries. Here is your opportunity to express your views about the appropriate balance for protecting investors, regulating fair and efficient markets and facilitating capital formation. Ms. Stein has deep expertise in securities and banking regulatory matters. She was integrally involved in drafting and negotiating the Dodd-Frank Act while serving as staff director of a key Senate committee prior to her appointment to the SEC in 2013. This is a rare opportunity to have the ear of a high-ranking government official from Washington overseeing our industry.

Total registration limited to 40.

Register by Feb 27

SOLD OUT


SPEAKER

Kara SteinKara Stein

Kara M. Stein was appointed by President Barack Obama to the U.S. Securities and Exchange Commission (SEC) and was sworn in on August 9, 2013.

Ms. Stein joined the Commission after serving as Legal Counsel and Senior Policy Advisor for securities and banking matters to Sen. Jack Reed.  From 2009 to 2013, she was Staff Director of the Securities, Insurance, and Investment Subcommittee of the Senate Committee on Banking, Housing, and Urban Affairs.  During that time, Ms. Stein played an integral role in drafting and negotiating significant provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Read full bio

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