Serving San Francisco and the East Bay

3rd Annual Dodd-Frank Developments and Compliance Challenges Panel

Tuesday, February 11, 2014 Industry Leadership Series - Alliance Series

Dodd FrankA panel of distinguished financial services experts will discuss recent regulatory developments under the Dodd-Frank Act and related compliance and implementation challenges facing financial institutions and debate what lies ahead for the financial services industry.

Financial services attorneys, bankers and compliance officers, and interested members of the legal and business community should consider attending.

Introductions: Jonathan D. Joseph, Managing Partner, Joseph & Cohen, Prof. Corp.

Moderator: Maureen A. Young, SVP, Senior Regulatory Counsel, Union Bank

Panel Speakers:
William L. Harvey, SVP, Head of Union Bank’s Global Capital Markets/Corporate Banking Compliance
William F. Kroener III, Counsel, Sullivan & Cromwell LLP
Walter J. Mix III, Director, Financial Services Practice Group, Berkeley Research Group, LLC
Cynthia Course, Principal, Banking Supervision & Regulation, Federal Reserve Bank of SF
Gerald Tsai, Director, Applications & Enforcement, Federal Reserve Bank of San Francisco
John D. Wright, Chief Regulatory Counsel, Wells Fargo Law Department

Advance registration required. 

RSVP by Feb. 6, 2014 to Avani Patel at or 213.673.9542

Co Sponsor: The Financial Institutions Committee of the California State Bar Business Law Section AND The San Francisco Bank Attorneys Association

RSVP via email


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