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Dodd-Frank and More: Regulatory Developments and New Challenges in the Financial Services Industry

Wednesday, March 16, 2016 Industry Leadership Series

Dodd FrankThe Financial Institutions Committee of the California State Bar Business Law Section, Steven N. Bloom, Frandzel Robins Bloom & Csato, L.C., Chair and The San Francisco Bank Attorneys Association, Kristin Hall Devenica, Senior Counsel, Wells Fargo Legal Department, Chair, and Financial Women of San Francisco, Darcy Illg, Consultant, Wells Fargo Bank, President, invite you to attend a special presentation on "Dodd-Frank and More: Regulatory Developments and New Challenges in the Financial Services Industry."

A panel of distinguished financial services experts will discuss current challenges and emerging issues under the Dodd-Frank Act, as well as other legal and regulatory developments facing financial institutions and the outlook for the year ahead.

Who should attend? Financial services attorneys, bankers and compliance officers, and interested members of the legal and business community.

Introductions:

Steven N. Bloom, Frandzel Robins Bloom & Csato, L.C.

Moderator:

Maureen A. Young, Managing Director, Associate General Counsel, MUFG Union Bank

Speakers:

William L. Harvey, Compliance Manager, Head of Volcker Compliance Program Office, Wells Fargo Regulatory Compliance Risk Management

William F. Kroener III, Senior Counsel, Sullivan & Cromwell LLP

Walter J. Mix III, Managing Director, Financial Services Practice Group Leader, Berkeley Research Group, LLC

Jennifer O’Reilly, Director of Enterprise Risk Management, First Republic Bank

Gerald Tsai, Director of Applications and Enforcement, Financial Institution Supervision and Credit Division, Federal Reserve Bank of San Francisco

John Stoker, Senior Counsel, Wells Fargo Law Department

No admission fee. This program has been approved for MCLE credit by the State Bar of California in the amount of 2.25 hours and certified by Frandzel Robins Bloom & Csato, L.C., a State Bar of California approved MCLE provider.

RSVP by March 10th to David Moore, dmoore@frandzel.com,  (323) 852-1000, ext. 314. 
* Come early to clear the Security check.

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