New Winds in the Financial Services Industry: Legal, Regulatory, and Technology Developments — and the Road Ahead
8:30 - 11:30 am
Federal Reserve Bank of San Francisco, 101 Market Street, San Francisco, ground floor
A panel of distinguished financial services experts will discuss legal, regulatory, and technology developments impacting the financial services industry, efforts at regulatory reform, and what changes may lie ahead.
Who should attend? Financial services attorneys, bankers and fintech executives, compliance and risk officers, and interested members of the legal and business community.
Introductions: Michael K. Slattery, Of Counsel, Lamb and Kawakami LLP
Moderator: Maureen A. Young, Senior Regulatory Counsel, SVP, Bank of the West
Speakers:
Deborah Bailey, Managing Director, KPMG
Conor French, General Counsel - US, Funding Circle
Michael C. Flynn, Partner, Goodwin Procter LLP
Clifford Holly, Chief Security Officer, Executive Vice President, Bank of the West
William F. Kroener III, Senior Counsel, Sullivan & Cromwell LLP
Jennifer O’Reilly, Director of Enterprise Risk Management, First Republic Bank
Aaron Rozenek, Compliance Consultant, Volcker Compliance Program Office, Wells Fargo
This activity had been approved for Minimum Continuing Legal Education credit by the State Bar of California in the amount of 2.25 hours in the General category. DLA Piper LLP certifies that this activity conforms to the standards for approved education activities prescribed in the rules and regulations of the State Bar of California governing minimum continuing legal education.
Sponsored by:
The Financial Institutions Committee of the California Lawyers Association
Michael K. Slattery, Of Counsel, Lamb and Kawakami LLP, FIC Chair
The San Francisco Bank Attorneys Association
Justin McKellar, Senior Counsel, Bank of the West, SFBAA President
Financial Women of San Francisco
Kathleen Nielsen, President, Equilibrium Services Group, Inc., FWSF President
Registration:
No admission fee. RSVP required by March 9th to Mike Slattery, mslattery@lkfirm.com, (213) 630-5518.
** Please arrive by 8am to clear the FRBSF’s Security check.